Exam Review Topics

Securities Series 7 CompuCram®

The Securities Series 7 CompuCram® covers the following topics:

• Seeking a Business for the Broker-Dealer
• Evaluating Customers' Needs and Investment Objectives
• Providing Customers with Investment Information
• Managing Customer Accounts and Records
• Explaning Varous Secuities Markets
• Processing a Customer's Instructions
• Monitoring a Customer's Protfolio