Securities Series 7 exam preperation with CompuCram®
The Securities Series 7 exam guide with CompuCram® covers the following topics:
- Seeking a Business for the Broker-Dealer
- Evaluating Customers' Needs and Investment Objectives
- Providing Customers with Investment Information
- Managing Customer Accounts and Records
- Explaining Various Securities Markets
- Processing a Customer's Instructions
- Monitoring a Customer's Portfolio
Exam Information:
Requirements: One MUST have a sponsorship from a financial company that is already a member of FINRA, or is a Self-Regulatory Organization.
- Click here for more information about obtaining sponsorship for the series 7 exam and other requirements
Exam Format: The Securities Series 7 exam is a timed exam consisting of two parts. Students will have 6 hours to complete the series 7 exam – 3 hours for each part of the exam. The series 7 exam has 260 multiple choice questions, including 10 pre-exam questions which do not count toward the final score. Students must achieve a score of 70% or higher in order to pass the series 7 exam.
Fees & Scheduling: The exam fee for the series 7 exam is $250. For the latest information regarding the series 7 exam, including testing locations near you, visit the series 7 exam page of the FINRA website.
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Series 7 Exam Prep From CompuCram
